Filing Details
- Accession Number:
- 0001615774-18-000121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 17:58:54
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2018-01-04 17:58:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630212 | Avalon Globocare Corp. | AVCO | Services-Management Consulting Services (8742) | 471685128 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1704737 | Philip Steven Sukel | C/O Avalon Globocare Corp. 4400 Route 9, Suite 3100 Freehold NJ 07728 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-08 | 100 | $1.98 | 211,515 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-11 | 1,000 | $1.95 | 212,515 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-11 | 100 | $1.99 | 212,615 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-12 | 1,500 | $1.95 | 214,115 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-12 | 300 | $1.98 | 214,415 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-12 | 500 | $1.99 | 215,915 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-12 | 100 | $1.90 | 215,015 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-12 | 300 | $1.89 | 215,315 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-13 | 900 | $1.80 | 216,215 | No | 4 | P | Direct | |
Common Stock, $.0001 Par Value | Acquisiton | 2017-12-14 | 500 | $1.80 | 216,715 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $1.49 | 2017-04-01 | 2022-04-01 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-04-01 | 30,000 | 30,000 | Direct |
Footnotes
- Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.