Home > Insider Trading > Filing (0001615774-18-000119)

Filing Details

Accession Number:: 0001615774-18-000119
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-04 17:54:04
Reporting Period:: 2017-04-01

Accepted Time:: 2018-01-04 17:54:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1630212	Avalon Globocare Corp.	AVCO	Services-Management Consulting Services (8742)	471685128

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1704737	Philip Steven Sukel	C/O Avalon Globocare Corp. 4400 Route 9, Suite 3100 Freehold NJ 07728		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $.0001 Par Value	Acquisiton	2017-04-01	200,000	$1.50	200,000	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-20	100	$2.00	200,100	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-21	100	$1.95	200,200	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-21	200	$3.00	200,500	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-22	100	$2.95	200,600	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-24	1,000	$3.00	201,600	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-27	750	$3.00	202,350	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-27	100	$3.34	202,450	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	800	$3.00	203,250	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	500	$3.15	203,750	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	100	$3.34	203,850	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	100	$3.39	203,950	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	200	$3.54	204,150	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	100	$3.59	204,250	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	600	$3.35	204,750	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	500	$3.60	205,250	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	500	$3.80	205,750	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	500	$4.00	206,250	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	100	$3.25	206,350	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	100	$3.20	206,450	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	750	$3.25	207,200	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-11-30	200	$3.25	207,400	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-01	750	$3.20	208,150	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-01	700	$3.00	208,850	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-04	815	$3.05	209,665	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-04	200	$3.50	209,865	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-04	250	$2.50	210,115	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-05	1,100	$2.50	211,215	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-07	100	$1.99	211,315	No	4	P	Direct
Common Stock, $.0001 Par Value	Acquisiton	2017-12-08	100	$1.99	211,415	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$1.49	2017-04-01	2022-04-01	30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-04-01	30,000	30,000	Direct

Footnotes

Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.