Filing Details
- Accession Number:
- 0000927628-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 17:18:04
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-04 17:18:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195086 | H Bradford Warner | 1680 Capital One Drive Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-02 | 3,000 | $16.93 | 53,085 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-02 | 2,800 | $99.42 | 50,285 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-01-02 | 200 | $100.08 | 50,085 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-01-02 | 3,000 | $0.00 | 3,000 | $16.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,229 | 2010-04-23 | 2019-04-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 140 | Indirect | By Wife |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on November 2, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.04 to $99.93. Information regarding the number of shares sold at each price will be provided upon request.
Billionaire Hedge Funds
