Filing Details
- Accession Number:
- 0001214659-18-000196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 16:43:26
- Reporting Period:
- 2017-06-02
- Accepted Time:
- 2018-01-04 16:43:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1468780 | Powin Energy Corp | PWON | Miscellaneous Manufacturing Industries (3990) | 870455378 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587552 | Y Danny Lu | 20550 Sw 115Th Ave. Tualatin OR 97062 | Vice-President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-14 | 2,852,858 | $0.53 | 5,376,464 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Options | Acquisiton | 2017-06-02 | 250,000 | $1.35 | 250,000 | $1.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2018-01-01 | 2027-06-02 | No | 4 | A | Direct |
Footnotes
- These shares were acquired in a private transaction in consideration of consulting and business advisory services rendered by the Reporting Person to a non-affiliate of the Issuer. The shares were issued in lieu of cash compensation of $1,500,000.
- 917,097 shares are held by Lu Pacific Properties, LLC of which the Reporting Person is a managing member.
Billionaire Hedge Funds
