Filing Details
- Accession Number:
- 0001141391-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 12:34:21
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-04 12:34:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1704831 | Grunde Edward Mclaughlin | 2000 Purchase Street Purchase NY 10577 | President, Operations & Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-01-02 | 13,000 | $51.83 | 47,901 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-01-02 | 14,198 | $151.64 | 33,703 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-01-02 | 2,802 | $152.64 | 30,901 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-01-02 | 167 | $153.21 | 30,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2018-01-02 | 13,000 | $51.83 | 13,000 | $51.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,280 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on November 3, 2017.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $151.14 to $152.12. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $152.18 to $153.14. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $153.20 to $153.21. The reporting person hereby undertakes to provide to the SEC staff, Mastercard Incorporated, or a security holder of Mastercard Incorporated, upon request, full information regarding the number of shares sold at each separate price within this range.
- The Reporting Person was awarded 20,280 employee stock options on March 1, 2013, which vested in four equal annual installments beginning on March 1, 2014.
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