Filing Details
- Accession Number:
- 0001513908-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 19:48:02
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-03 19:48:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513908 | Sigmund Anderman | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Founder & Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-01-02 | 17,234 | $90.57 | 81,087 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-01-03 | 17,113 | $88.75 | 63,974 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-01-03 | 1,613 | $89.35 | 62,361 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000 | Indirect | by 401(k) Plan |
Common Stock | 143,906 | Indirect | by Trust |
Footnotes
- The shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of performance restricted stock units was completed pursuant to the Rule 10b5-1 trading plan adopted by Sigmund Anderman.
- Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of performance restricted stock units. The amount of shares withheld is based on the closing price of ELLI on January 2, 2018.
- The sale of these performance restricted stock units was completed pursuant to the Rule 10b5-1 trading plan adopted by Sigmund Anderman.
- The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $88.1700 to $89.1600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $89.1800 to $89.5400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.