Filing Details

Accession Number:
0001513908-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-03 19:48:02
Reporting Period:
2018-01-02
Accepted Time:
2018-01-03 19:48:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513908 Sigmund Anderman C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Founder & Executive Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-02 17,234 $90.57 81,087 No 4 F Direct
Common Stock Disposition 2018-01-03 17,113 $88.75 63,974 No 4 S Direct
Common Stock Disposition 2018-01-03 1,613 $89.35 62,361 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect by 401(k) Plan
Common Stock 143,906 Indirect by Trust
Footnotes
  1. The shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of performance restricted stock units was completed pursuant to the Rule 10b5-1 trading plan adopted by Sigmund Anderman.
  2. Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of performance restricted stock units. The amount of shares withheld is based on the closing price of ELLI on January 2, 2018.
  3. The sale of these performance restricted stock units was completed pursuant to the Rule 10b5-1 trading plan adopted by Sigmund Anderman.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $88.1700 to $89.1600, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $89.1800 to $89.5400, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.