Filing Details
- Accession Number:
- 0001127602-18-000749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 17:43:58
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-01-03 17:43:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563106 | Ali Salehpour | C/O Applied Materials, Inc. P.o. Box 58039, 3050 Bowers Av, M/S 1268 Santa Clara CA 95054 | Sr. Vp, Gm Srv., Dspl. & Flex. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-29 | 125,125 | $51.47 | 485,376 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.38 to $51.57, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- Number of shares includes 350,296 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 137,830 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (d) 44,298 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (e) 35,861 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (f) 35,861 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).