Filing Details
- Accession Number:
- 0001140361-18-000492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 17:04:20
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-01-03 17:04:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1519401 | Regional Management Corp. | RM | () | NJ |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 927942 | D Bennett Lindenbaum | C/O Basswood Capital Management, L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 927943 | A Matthew Lindenbaum | C/O Basswood Capital Management L.l.c. 645 Madison Avenue 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 1085393 | Basswood Capital Management, L.l.c. | 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 1269757 | Basswood Opportunity Fund Inc | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 1269758 | Basswood Partners, L.l.c. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 1519641 | Basswood Financial Fund, L.p. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 1538637 | Basswood Financial Long Only Fund, L.p. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No | |
| 1576092 | Basswood Financial Fund, Inc. | C/O Basswood Capital Management L.l.c. 645 Madison Avenue, 10Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.10 Per Share ("Common Stock") | Acquisiton | 2017-12-29 | 7,881 | $26.40 | 334,155 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Disposition | 2018-01-02 | 4,222 | $25.99 | 124,930 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2018-01-02 | 1,486 | $25.99 | 25,984 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Acquisiton | 2018-01-02 | 2,355 | $26.18 | 78,548 | No | 4 | P | Indirect | See footnotes |
| Common Stock | Acquisiton | 2018-01-02 | 3,550 | $26.18 | 27,525 | No | 4 | P | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
| No | 4 | P | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 256,635 | Indirect | See footnotes |
| Common Stock | 690,180 | Indirect | See footnotes |
Footnotes
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
- Notes are included on Exhibit 99.1 hereto.
Billionaire Hedge Funds
