Filing Details
- Accession Number:
- 0001476651-18-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 16:50:17
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-01-03 16:50:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476651 | Fcb Financial Holdings Inc. | FCB | National Commercial Banks (6021) | 270775699 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1610205 | S Kent Ellert | C/O Fcb Financial Holdings, Inc. 2500 Weston Road, Suite 300 Weston FL 33331 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-29 | 9,801 | $19.75 | 149,667 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-12-29 | 9,801 | $51.00 | 139,866 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-31 | 20,202 | $0.00 | 160,068 | No | 4 | A | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-31 | 13,932 | $0.00 | 174,000 | No | 4 | A | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-12-31 | 14,320 | $50.80 | 159,680 | No | 4 | F | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2018-01-02 | 12,119 | $19.75 | 171,799 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2018-01-02 | 12,119 | $51.04 | 159,680 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option to Purchase | Disposition | 2017-12-29 | 9,801 | $0.00 | 9,801 | $19.75 |
Class A Common Stock | Option to Purchase | Disposition | 2018-01-02 | 12,119 | $0.00 | 12,119 | $19.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
249,303 | 2023-12-23 | No | 4 | M | Direct | |
237,184 | 2023-12-23 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.475 to $52.10, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- On March 29, 2016, the reporting person was granted 60,606 restricted shares of Class A common stock of the Issuer, one-third of which vest on each of December 31, 2016, 2017 and 2018, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
- On March 28, 2017, the reporting person was granted 41,797 restricted shares of Class A common stock of the Issuer, one-third of which vest on each of December 31, 2017, 2018 and 2019, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.80 to $51.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4.
- These options vested immediately upon issuance on December 23, 2013, and became exercisable in equal installments 6, 18 and 30 months following the initial public offering.