Filing Details

Accession Number:
0001476651-18-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-03 16:49:59
Reporting Period:
2017-12-31
Accepted Time:
2018-01-03 16:49:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476651 Fcb Financial Holdings Inc. FCB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296415 J Les Lieberman C/O Fcb Financial Holdings, Inc.
2500 Weston Road, Suite 300
Weston FL 33331
Executive Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $.001 Per Share Acquisiton 2017-12-31 10,101 $0.00 308,299 No 4 A Direct
Class A Common Stock, Par Value $.001 Per Share Acquisiton 2017-12-31 6,966 $0.00 315,265 No 4 A Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2017-12-31 9,528 $50.80 305,737 No 4 F Direct
Class A Common Stock, Par Value $.001 Per Share Acquisiton 2018-01-02 12,075 $19.75 317,812 No 4 M Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2018-01-02 12,075 $51.04 305,737 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option to Purchase Disposition 2018-01-02 12,075 $0.00 12,075 $19.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
250,266 2023-12-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $.001 Per Share 89,079 Indirect By grantor retained annuity trust
Class A Common Stock, Par Value $.001 Per Share 1,995 Indirect By Bond Street Management, LLC
Footnotes
  1. On March 29, 2016, the reporting person was granted 30,303 restricted shares of Class A common stock of FCB Financial Holdings Inc. (the "Issuer"), one-third of which vest on each of December 31, 2016, 2017 and 2018, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
  2. On March 28, 2017, the reporting person was granted 20,898 restricted shares of Class A common stock of the Issuer, one-third of which vest on each of December 31, 2017, 2018 and 2019, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
  5. This includes shares contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three children. As the reporting person is not the trustee of the grantor retained annuity trust, the reporting person disclaims beneficial ownership of the securities held by such grantor retained annuity trust.
  6. This includes 1,995 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
  7. These options vested immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Company's initial public offering.