Filing Details
- Accession Number:
- 0001476651-18-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 16:49:59
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-01-03 16:49:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476651 | Fcb Financial Holdings Inc. | FCB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296415 | J Les Lieberman | C/O Fcb Financial Holdings, Inc. 2500 Weston Road, Suite 300 Weston FL 33331 | Executive Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-31 | 10,101 | $0.00 | 308,299 | No | 4 | A | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2017-12-31 | 6,966 | $0.00 | 315,265 | No | 4 | A | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2017-12-31 | 9,528 | $50.80 | 305,737 | No | 4 | F | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Acquisiton | 2018-01-02 | 12,075 | $19.75 | 317,812 | No | 4 | M | Direct | |
Class A Common Stock, Par Value $.001 Per Share | Disposition | 2018-01-02 | 12,075 | $51.04 | 305,737 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option to Purchase | Disposition | 2018-01-02 | 12,075 | $0.00 | 12,075 | $19.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
250,266 | 2023-12-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $.001 Per Share | 89,079 | Indirect | By grantor retained annuity trust |
Class A Common Stock, Par Value $.001 Per Share | 1,995 | Indirect | By Bond Street Management, LLC |
Footnotes
- On March 29, 2016, the reporting person was granted 30,303 restricted shares of Class A common stock of FCB Financial Holdings Inc. (the "Issuer"), one-third of which vest on each of December 31, 2016, 2017 and 2018, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
- On March 28, 2017, the reporting person was granted 20,898 restricted shares of Class A common stock of the Issuer, one-third of which vest on each of December 31, 2017, 2018 and 2019, provided the performance criteria set forth in the restricted stock award agreement between the Issuer and the reporting person are met and the reporting person is still an employee of the Issuer on the applicable vesting date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.
- This includes shares contributed by the reporting person to a grantor retained annuity trust for the benefit of himself and his three children. As the reporting person is not the trustee of the grantor retained annuity trust, the reporting person disclaims beneficial ownership of the securities held by such grantor retained annuity trust.
- This includes 1,995 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
- These options vested immediately upon issuance on December 23, 2013 and became exercisable in equal installments 6, 18 and 30 months following the Company's initial public offering.