Filing Details
- Accession Number:
- 0001398344-18-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 16:46:12
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-01-03 16:46:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310710 | J Thomas Herzfeld | 119 Washington Ave, Ste 504 Miami Beach FL 33139 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-29 | 13,990 | $7.15 | 383,488 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 4,100 | $7.13 | 387,588 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-01-03 | 1,200 | $7.21 | 388,788 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
