Filing Details
- Accession Number:
- 0001225208-18-000346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 16:42:58
- Reporting Period:
- 2018-01-01
- Accepted Time:
- 2018-01-03 16:42:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1666700 | Dowdupont Inc. | DWDP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221441 | J Raymond Milchovich | C/O The Dow Chemical Company 2030 Dow Center Midland MI 48674 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-01 | 198,334 | $50.42 | 212,225 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-01-01 | 198,334 | $0.00 | 13,891 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights Payable 2018 (2018 SAR) | Disposition | 2018-01-01 | 198,334 | $50.42 | 198,334 | $50.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Vesting of the 2018 stock appreciation right that will be settled in cash. The appreciation amount payable by Third Point LLC, if any, will be based upon the difference between $50.42 and the volume weighted average price of the Issuer's Common Stock during the 30 day period prior to January 1, 2018. The appreciation amount is payable within 30 days following January 1, 2018.
- Pursuant to an agreement between the Reporting Person and Third Point LLC, the Reporting Person received a stock appreciation right payable in 2018 and a stock appreciation right payable in 2020 subject to continued service as a director by the Reporting Person on the applicable vesting date, subject to certain exceptions.