Filing Details
- Accession Number:
- 0001678067-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 16:15:43
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-03 16:15:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678067 | Giuseppe Accogli | One Baxter Parkway Deerfield IL 60015 | Svp, President, Global Bus. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-01-02 | 1,241 | $28.97 | 46,970 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-01-02 | 2,461 | $30.95 | 49,431 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-01-02 | 5,553 | $37.82 | 54,984 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-01-02 | 9,386 | $37.17 | 64,370 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2018-01-02 | 10,000 | $37.38 | 74,370 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-01-02 | 28,641 | $67.00 | 45,729 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 1,241 | $0.00 | 1,241 | $28.97 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 2,461 | $0.00 | 2,461 | $30.95 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 1 | $0.00 | 1 | $37.82 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 2,776 | $0.00 | 2,776 | $37.82 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 2,776 | $0.00 | 2,776 | $37.82 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 1,877 | $0.00 | 1,877 | $37.17 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 3,754 | $0.00 | 3,754 | $37.17 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 3,755 | $0.00 | 3,755 | $37.17 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-01-02 | 10,000 | $0.00 | 10,000 | $37.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-04 | 2022-03-04 | No | 4 | M | Direct |
| 0 | 2015-03-06 | 2023-03-06 | No | 4 | M | Direct |
| 0 | 2014-03-05 | 2024-03-05 | No | 4 | M | Direct |
| 0 | 2015-03-05 | 2024-03-05 | No | 4 | M | Direct |
| 0 | 2016-03-07 | 2024-03-05 | No | 4 | M | Direct |
| 0 | 2015-03-04 | 2025-03-04 | No | 4 | M | Direct |
| 0 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
| 0 | 2017-03-06 | 2025-03-04 | No | 4 | M | Direct |
| 0 | 2017-03-03 | 2026-03-03 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Accogli with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Accogli.
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