Filing Details
- Accession Number:
- 0001321646-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-03 16:04:31
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-03 16:04:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321646 | Kraton Corp | KRA | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 200411521 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478560 | Michael Kevin Fogarty | C/O Kraton Corporation 15710 John F. Kennedy Blvd, Suite 300 Houston TX 77032 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-02 | 87,768 | $14.46 | 284,457 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-02 | 87,768 | $50.00 | 196,689 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Options (Right to Buy) | Disposition | 2018-01-02 | 87,768 | $0.00 | 87,768 | $14.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,809 | 2020-01-03 | No | 4 | M | Direct |
Footnotes
- All transactions reflected in this Form 4 were transacted under a 10b5-1 Trading Plan that was adopted on November 16, 2017.
- The options became exercisable in equal installments on each of the first five anniversaries of January 3, 2010.
Billionaire Hedge Funds
