Filing Details
- Accession Number:
- 0001209191-18-000346
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-02 18:11:59
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2018-01-02 18:11:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 786947 | Acura Pharmaceuticals Inc | ACUR | Pharmaceutical Preparations (2834) | 110853640 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1034486 | P L Iii Partners Galen | C/O Galen Management, L.l.c. 680 Washington Blvd. Stamford CT 06901 | No | No | No | Yes | |
| 1034574 | P L Iii International Partners Galen | C/O Galen Management, L.l.c. 680 Washington Blvd. Stamford CT 06901 | No | No | No | Yes | |
| 1056642 | Galen Employee Fund Iii Lp | C/O Galen Management L.l.c. 680 Washington Blvd. Stamford CT 06901 | No | No | No | Yes | |
| 1056643 | Claudius Llc | C/O Galen Management, L.l.c. 680 Washington Blvd. Stamford CT 06901 | No | No | No | Yes | |
| 1421162 | Galen Management, Llc | 680 Washington Blvd. Stamford CT 06901 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-14 | 2,195,734 | $0.10 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- The shares were sold in a private transaction pursuant to a stock purchase agreement by and among Galen Partners III, LP ("Galen III"), Galen Employee Fund III, LP, ("Employee Fund") Galen Partners International III, LP ("Galen International") and several purchasers.
- The shares were sold as follows: 2,006,540 by Galen III, 180,928 by Galen International and 8,266 by Employee Fund.
- Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Billionaire Hedge Funds
