Filing Details
- Accession Number:
- 0001213900-18-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-02 17:07:29
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2018-01-02 17:07:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1518520 | Icagen Inc. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1024533 | N Michael Taglich | C/O Icagen, Inc. 4222 Emperor Blvd., Suite 350, Research Triangle Park Durham, NC 27703 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2017-12-29 | 21,429 | $0.37 | 62,727 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2017-12-29 | 5,358 | $0.02 | 5,358 | $3.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,358 | 2017-12-29 | 2019-12-31 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 390,587 | Indirect | See footnote |
Footnotes
- Mr. Taglich indirectly owns an aggregate of 390,587 shares of common stock of Icagen, Inc. as follows: (i) 285,714 shares held by the Michael N. Taglich Keogh-Account; (ii) an aggregate of 22,856 shares held by four separate custodial accounts for the benefit of Mr. Taglich's minor children; (iii) 16,933 shares held jointly by Mr. Taglich and his wife, Claudia Taglich; and (vii) 65,084 shares held by the Mike Taglich POA Tag/Kent Partnership F/B/O Garlinghouse/M Taglich B Taglich, with Mr. Taglich having power of attorney over the partnership.