Filing Details

Accession Number:
0001213900-18-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-02 17:06:53
Reporting Period:
2017-12-29
Accepted Time:
2018-01-02 17:06:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1518520 Icagen Inc. NONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353439 Robert Taglich C/O Icagen, Inc. 4222 Emperor
Blvd., Suite 350, Research Triangle Park
Durham, NC 27703
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2017-12-29 21,429 $0.37 72,125 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2017-12-29 5,357 $0.02 5,357 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,357 2017-12-29 2019-12-31 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 301,714 Indirect See footnote
Footnotes
  1. Mr. Taglich indirectly owns an aggregate of 301,714 shares of common stock of Icagen, Inc. as follows: (i) 285,714 shares held in Mr. Taglich's individual retirement account; and (ii) an aggregate of 16,000 shares held by four separate custodial accounts for the benefit of Mr. Taglich's minor children.