Filing Details

Accession Number:
0001140361-18-000052
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2018-01-02 13:25:33
Reporting Period:
2016-11-30
Accepted Time:
2018-01-02 13:25:33
Original Submission Date:
2017-01-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1268533 Tortoise Energy Infrastructure Corp TYG () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497453 Bradley P. Adams 11550 Ash Street
Suite 300
Leawood KS 66211
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-03-01 3 $25.10 112 No 4 P Indirect By spouse
Common Shares Acquisiton 2016-03-01 20 $25.10 7,836 No 4 P Direct
Common Shares Acquisiton 2016-06-01 2 $28.25 112 No 4 P Indirect By spouse
Common Shares Acquisiton 2016-06-01 19 $28.25 7,836 No 4 P Direct
Common Shares Disposition 2016-08-04 10 $30.75 7,836 No 4 S Direct
Common Shares Disposition 2016-08-09 26 $31.43 7,836 No 4 S Direct
Common Shares Acquisiton 2016-09-01 18 $30.46 837 No 5 L Indirect By adult child living at home
Common Shares Acquisiton 2016-09-01 2 $30.46 112 No 5 L Indirect By spouse
Common Shares Acquisiton 2015-12-22 134 $25.53 7,836 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By spouse
No 4 P Direct
No 4 P Indirect By spouse
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 5 L Indirect By adult child living at home
No 5 L Indirect By spouse
No 4 P Direct
Footnotes
  1. Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price.
  2. Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home.
  3. Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion.
  4. Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home.
  5. This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing.