Filing Details
- Accession Number:
- 0001140361-18-000052
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2018-01-02 13:25:33
- Reporting Period:
- 2016-11-30
- Accepted Time:
- 2018-01-02 13:25:33
- Original Submission Date:
- 2017-01-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1268533 | Tortoise Energy Infrastructure Corp | TYG | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497453 | Bradley P. Adams | 11550 Ash Street Suite 300 Leawood KS 66211 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-03-01 | 3 | $25.10 | 112 | No | 4 | P | Indirect | By spouse |
Common Shares | Acquisiton | 2016-03-01 | 20 | $25.10 | 7,836 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2016-06-01 | 2 | $28.25 | 112 | No | 4 | P | Indirect | By spouse |
Common Shares | Acquisiton | 2016-06-01 | 19 | $28.25 | 7,836 | No | 4 | P | Direct | |
Common Shares | Disposition | 2016-08-04 | 10 | $30.75 | 7,836 | No | 4 | S | Direct | |
Common Shares | Disposition | 2016-08-09 | 26 | $31.43 | 7,836 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2016-09-01 | 18 | $30.46 | 837 | No | 5 | L | Indirect | By adult child living at home |
Common Shares | Acquisiton | 2016-09-01 | 2 | $30.46 | 112 | No | 5 | L | Indirect | By spouse |
Common Shares | Acquisiton | 2015-12-22 | 134 | $25.53 | 7,836 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | L | Indirect | By adult child living at home |
No | 5 | L | Indirect | By spouse |
No | 4 | P | Direct |
Footnotes
- Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price.
- Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home.
- Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion.
- Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home.
- This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing.