Filing Details

Accession Number:
0000899243-17-029748
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-29 21:30:41
Reporting Period:
2017-05-31
Accepted Time:
2017-12-29 21:30:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009672 Carbo Ceramics Inc CRR Abrasive, Asbestos & Misc Nonmetallic Mineral Prods (3290) 721100013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641792 H. Dan Wilks 17010 Ih 20
Cisco TX 76437
No No Yes No
1641794 Farris Wilks 17010 Ih 20
Cisco TX 76437
No No Yes No
1641796 Staci Wilks 17010 Ih 20
Cisco TX 76437
No No Yes No
1662888 Wilks Brothers, Llc 17010 Ih 20
Cisco TX 76437
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-14 134,356 $8.57 1,384,499 No 4 P Direct
Common Stock Acquisiton 2017-11-15 115,644 $8.83 1,500,143 No 4 P Direct
Common Stock Acquisiton 2017-11-21 20,000 $9.94 1,520,143 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Call Option (right to buy) Acquisiton 2017-12-08 2,000 $0.55 200,000 $10.00
Common Stock Call Option (right to buy) Disposition 2017-12-15 2,000 $0.00 200,000 $10.00
Common Stock Put Option (obligation to buy) Disposition 2017-05-31 6,275 $5.42 627,500 $13.00
Common Stock Put Option (obligation to buy) Acquisiton 2017-05-31 6,275 $6.49 627,500 $14.00
Common Stock Put Option (obligation to buy) Disposition 2017-12-04 6,275 $3.80 627,500 $13.00
Common Stock Put Option (obligation to buy) Acquisiton 2017-12-04 6,275 $3.70 627,500 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2017-12-08 2017-12-15 No 4 P Direct
0 2017-12-08 2017-12-15 No 4 E Direct
6,275 2017-05-31 2017-12-15 No 4 S Direct
6,275 2017-05-31 2017-06-15 No 4 P Direct
6,275 2017-12-04 2018-06-15 No 4 S Direct
6,275 2017-12-04 2017-12-15 No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.58, inclusive.
  2. These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.87, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $9.97, inclusive.