Filing Details
- Accession Number:
- 0001140361-17-047827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-29 17:23:13
- Reporting Period:
- 2017-12-29
- Accepted Time:
- 2017-12-29 17:23:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1167419 | Riot Blockchain Inc. | RIOT | In Vitro & In Vivo Diagnostic Substances (2835) | 841553387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1694931 | Iii R. John O'rourke | C/O Riot Blockchain, Inc. 202 6Th Street, Suite 401 Castle Rock CO 80104 | President, Ceo, Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-29 | 19,583 | $28.45 | 39,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-29 | 10,800 | $28.90 | 12,500 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
Footnotes
- Includes shares vested or to be vested within 60 days.
- Held by ATG Capital LLC ("ATG"). Reporting Person is the managing member and sole beneficiary of ATG and in such capacity holds voting and dispositive power over the securities held by ATG.