Filing Details
- Accession Number:
- 0001209191-17-067630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-29 16:14:10
- Reporting Period:
- 2017-12-27
- Accepted Time:
- 2017-12-29 16:14:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713357 | Thomas Harms | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Svp, China & Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-27 | 1,000 | $21.57 | 1,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-27 | 309 | $70.00 | 691 | No | 4 | D | Direct | |
Common Stock | Disposition | 2017-12-27 | 261 | $70.00 | 430 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-12-27 | 15,000 | $6.82 | 15,430 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-12-27 | 1,462 | $70.00 | 13,968 | No | 4 | D | Direct | |
Common Stock | Disposition | 2017-12-27 | 5,436 | $70.00 | 8,532 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-29 | 8,532 | $68.49 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2017-12-27 | 1,000 | $0.00 | 1,000 | $21.57 |
Common Stock | Stock Appreciation Right | Disposition | 2017-12-27 | 15,000 | $0.00 | 15,000 | $6.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-28 | 2018-02-28 | No | 4 | M | Direct |
0 | 2014-02-27 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2017.
- The reporting person received 430 shares of common stock upon the net exercise of 1,000 stock appreciation rights ("SARs"). The reporting person forfeited 309 shares of common stock underlying such SARs in payment of the exercise price and 261 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 27, 2017 of $70.00.
- The reporting person received 8,102 shares of common stock upon the net exercise of 15,000 SARs. The reporting person forfeited 1,462 shares of common stock underlying such SARs in payment of the exercise price and 5,436 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on December 27, 2017 of $70.00.