Filing Details
- Accession Number:
- 0001140361-17-047643
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-12-28 18:38:57
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-28 18:38:57
- Original Submission Date:
- 2017-12-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1372218 | Cpmg Inc | 2000 Mckinney Ave., Ste 2125 Dallas TX 75201 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-12-13 | 19,982 | $24.88 | 19,982 | No | 4 | P | Indirect | By Managed Account for Trustees of the University of Pennsylvania |
Class A Common Stock | Acquisiton | 2017-12-13 | 49 | $23.98 | 20,031 | No | 4 | P | Indirect | By Managed Account for Trustees of the University of Pennsylvania |
Class A Common Stock | Acquisiton | 2017-12-14 | 14,866 | $24.65 | 34,897 | No | 4 | P | Indirect | By Managed Account for Trustees of the University of Pennsylvania |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Managed Account for Trustees of the University of Pennsylvania |
No | 4 | P | Indirect | By Managed Account for Trustees of the University of Pennsylvania |
No | 4 | P | Indirect | By Managed Account for Trustees of the University of Pennsylvania |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 442,560 | Indirect | By Gallopavo, LP |
Footnotes
- This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $24.08 to $25.08 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
- This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $23.97 to $23.99 inclusive.
- This price reflects the weighted average purchase price for open-market purchases on December 14, 2017, within a $1.00 range. The actual prices for these transactions range from $24.40 to $24.92, inclusive.
- The Reporting Person is the investment manager of each of Gallopavo, LP and a managed account for Trustees of the University of Pennsylvania. The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- On December 15, 2017, the Reporting Persons inadvertently reported that these shares were purchased for the account of Gallopavo, LP. As correctly noted on this amendment, the shares were purchased for a managed account for Trustees of the University of Pennsylvania. Gallopavo, LP has not engaged in trades since the report filed by the Reporting Persons on June 23, 2017.