Filing Details

Accession Number:
0001140361-17-047643
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-12-28 18:38:57
Reporting Period:
2017-12-13
Accepted Time:
2017-12-28 18:38:57
Original Submission Date:
2017-12-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358762 Reata Pharmaceuticals Inc RETA Pharmaceutical Preparations (2834) 113651945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1372218 Cpmg Inc 2000 Mckinney Ave., Ste 2125
Dallas TX 75201
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-13 19,982 $24.88 19,982 No 4 P Indirect By Managed Account for Trustees of the University of Pennsylvania
Class A Common Stock Acquisiton 2017-12-13 49 $23.98 20,031 No 4 P Indirect By Managed Account for Trustees of the University of Pennsylvania
Class A Common Stock Acquisiton 2017-12-14 14,866 $24.65 34,897 No 4 P Indirect By Managed Account for Trustees of the University of Pennsylvania
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Managed Account for Trustees of the University of Pennsylvania
No 4 P Indirect By Managed Account for Trustees of the University of Pennsylvania
No 4 P Indirect By Managed Account for Trustees of the University of Pennsylvania
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 442,560 Indirect By Gallopavo, LP
Footnotes
  1. This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $24.08 to $25.08 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.
  2. This price reflects the weighted average purchase price for open-market purchases on December 13, 2017, within a $1.00 range. The actual prices for these transactions range from $23.97 to $23.99 inclusive.
  3. This price reflects the weighted average purchase price for open-market purchases on December 14, 2017, within a $1.00 range. The actual prices for these transactions range from $24.40 to $24.92, inclusive.
  4. The Reporting Person is the investment manager of each of Gallopavo, LP and a managed account for Trustees of the University of Pennsylvania. The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  5. On December 15, 2017, the Reporting Persons inadvertently reported that these shares were purchased for the account of Gallopavo, LP. As correctly noted on this amendment, the shares were purchased for a managed account for Trustees of the University of Pennsylvania. Gallopavo, LP has not engaged in trades since the report filed by the Reporting Persons on June 23, 2017.