Filing Details
- Accession Number:
- 0001140361-17-047635
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-28 17:56:34
- Reporting Period:
- 2017-12-26
- Accepted Time:
- 2017-12-28 17:56:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501989 | Cytomx Therapeutics Inc. | CTMX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184126 | W Frederick Gluck | 743 San Ysidro Road Santa Barbara CA 91308 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-26 | 5,000 | $22.29 | 306,643 | No | 4 | S | Indirect | By Frederick W. Gluck 1997 Family Trust dtd July 28, 1997 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Frederick W. Gluck 1997 Family Trust dtd July 28, 1997 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,111 | Indirect | By Richlin Partners, LLC |
| Common Stock | 3,200 | Indirect | By spouse |
Footnotes
- The sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.03 to $22.53, inclusive. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The Reporting Person is a trustee of Frederick W. Gluck 1997 Family Trust dtd July 28, 1997.
- Richlin Partners, LLC is an entity owned of record by the spouse of the Reporting Person.
Billionaire Hedge Funds
