Filing Details
- Accession Number:
- 0001574596-17-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-28 17:41:18
- Reporting Period:
- 2017-12-26
- Accepted Time:
- 2017-12-28 17:41:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1574596 | New Home Co Inc. | NWHM | Operative Builders (1531) | 270560089 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1584425 | Tricon Capital Group Inc. | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | No | Yes | |
1599289 | Tricon Usa Inc. | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | No | Yes | |
1599300 | Tcn/Tnhc Lp | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | No | Yes | |
1599306 | Tricon Housing Partners Us Ii Gp Llc | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | Yes | No | |
1599308 | Tcn/Tnhc Gp Llc | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | Yes | No | |
1599323 | Tricon Housing Partners Us Ii Equity Holdings Lp | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | Yes | No | |
1633949 | Tricon Holdings Usa Llc | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | No | Yes | |
1633989 | Tricon Holdings Canada Inc. | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | No | Yes | |
1666639 | Tricon Us Topco Llc | 1067 Yonge Street Toronto A6 M4W2L2 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-26 | 25,000 | $12.50 | 1,609,416 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-27 | 20,716 | $12.44 | 1,588,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-28 | 18,700 | $12.32 | 1,570,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported on this line were effected pursuant to a Rule 10b5-1 plan adopted by TCN/TNHC LP on August 24, 2017.
- The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $12.34 to $12.65, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
- The shares are held directly by TCN/TNHC LP, whose general partner is TCN/TNHC GP LLC, a Delaware limited liability company, whose sole member is Tricon Housing Partners US II Equity Holdings LP, a Delaware limited partnership, whose general partner is Tricon Housing Partners US II GP LLC, a Delaware limited liability company, whose sole member is Tricon USA Inc., a Delaware corporation, whose sole shareholder is Tricon Holdings USA LLC, a Delaware limited liability company, whose sole member is Tricon US Topco LLC, a Delaware limited liability company, whose sole member is Tricon Holdings Canada Inc., an Ontario corporation, whose sole shareholder is Tricon Capital Group Inc., an Ontario corporation. As a result, each of the foregoing entities (other than TCN/TNHC LP which holds the shares directly) is an indirect beneficial owner of the reported securities.
- The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $12.31 to $12.55, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $12.20 to $12.47, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.