Filing Details
- Accession Number:
- 0001498301-17-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-28 16:54:15
- Reporting Period:
- 2017-12-26
- Accepted Time:
- 2017-12-28 16:54:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140530 | Katherine Krill Lawther | C/O Ascena Retail Group, Inc. 933 Mac Arthur Boulevard Mahwah NJ 07430 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2017-12-26 | 43,400 | $2.56 | 280,557 | No | 4 | S | Direct | |
Common | Disposition | 2017-12-27 | 152,200 | $2.42 | 128,357 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $2.39 to $2.62. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Includes shares previously held by a grantor retained annuity trust which were distributed to the reporting person on December 14, 2017 and are now owned directly.
- This transaction was executed in multiple trades ranging from $2.37 to $2.54. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.