Filing Details

Accession Number:
0001498301-17-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-28 16:54:15
Reporting Period:
2017-12-26
Accepted Time:
2017-12-28 16:54:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140530 Katherine Krill Lawther C/O Ascena Retail Group, Inc.
933 Mac Arthur Boulevard
Mahwah NJ 07430
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2017-12-26 43,400 $2.56 280,557 No 4 S Direct
Common Disposition 2017-12-27 152,200 $2.42 128,357 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $2.39 to $2.62. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. Includes shares previously held by a grantor retained annuity trust which were distributed to the reporting person on December 14, 2017 and are now owned directly.
  3. This transaction was executed in multiple trades ranging from $2.37 to $2.54. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.