Filing Details
- Accession Number:
- 0001104659-17-075212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-27 16:04:32
- Reporting Period:
- 2017-12-22
- Accepted Time:
- 2017-12-27 16:04:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604808 | Joshua Mayer | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-22 | 800 | $7.15 | 51,207 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-22 | 800 | $52.20 | 50,407 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-22 | 20,000 | $9.00 | 70,407 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-22 | 20,000 | $52.07 | 50,407 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-22 | 10,000 | $12.55 | 60,407 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-22 | 10,000 | $52.04 | 50,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-22 | 800 | $0.00 | 800 | $7.15 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-22 | 20,000 | $0.00 | 20,000 | $9.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-12-22 | 10,000 | $0.00 | 10,000 | $12.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-15 | 2019-05-15 | No | 4 | M | Direct |
| 0 | 2011-07-28 | 2020-07-28 | No | 4 | M | Direct |
| 0 | 2012-02-28 | 2021-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42 | Indirect | By Wife |
Footnotes
- Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3.
- The Common Shares reported herein as being sold were sold at a range of between $52.000 and $52.175 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- The Common Shares reported herein as being sold were sold at a range of between $52.000 and $52.150 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Billionaire Hedge Funds
