Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001553350-17-001443)

Filing Details

Accession Number:: 0001553350-17-001443
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-26 18:48:48
Reporting Period:: 2017-12-21

Accepted Time:: 2017-12-26 18:48:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282224	Dolphin Entertainment Inc.	DLPN	Services-Personal Services (7200)	860787790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1421302	Allan Mayer	C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-21	60,000	$4.12	214,867	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrants	Acquisiton	2017-12-21	60,000	$0.01	60,000	$4.74

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
60,000	2017-12-26	2020-12-26	No	4	P	Indirect

Footnotes

The price represents the public offer price of the shares and warrants in the Issuer's public offering.
The Issuer completed a 2-to-1 reverse stock split effective September 14, 2017. The amount stated reflects the post-split adjustment. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share.
The shares and warrants are held by the Mayer-Vogel Trust, of which the Reporting Person is the trustee.