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Filing Details

Accession Number:: 0001104659-17-075070
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-26 17:49:16
Reporting Period:: 2017-12-22

Accepted Time:: 2017-12-26 17:49:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1265131	Hilltop Holdings Inc.	HTH	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1021572	J Gerald Ford	200 Crescent Court, Suite 1350 Dallas TX 75201	Yes	No	Yes	No
1718156	Diamond Hth Stock Co Gp, Llc	200 Crescent Court, Suite 1350 Dallas TX 75201	No	No	Yes	No
1718194	Trust Revocable Creek Turtle	200 Crescent Court, Suite 1350 Dallas TX 75201	No	No	Yes	No
1718307	Diamond Hth Stock Company, Lp	200 Crescent Court, Suite 1350 Dallas TX 75201	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-22	10,000	$25.08	34,692	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	97,866	Direct
Common Stock	15,544,674	Indirect	See Footnotes

Footnotes

This statement is jointly filed by and on behalf of each of Mr. Gerald J. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement.
Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. The Trust is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Represents shares directly beneficially owned by the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family.
Represents shares directly beneficially owned by Diamond A.