Filing Details
- Accession Number:
- 0001209191-17-067261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-26 17:33:03
- Reporting Period:
- 2017-12-22
- Accepted Time:
- 2017-12-26 17:33:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1610853 | Helius Medical Technologies Inc. | HSDT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1372528 | N Joyce Laviscount | Helius Medical Technologies, Inc. 642 Newtown Yardley Road, Suite 100 Newtown PA 18940 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-12-22 | 79,082 | $1.96 | 129,306 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrant (Right to Buy) | Acquisiton | 2017-12-22 | 79,082 | $1.96 | 79,082 | $2.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
79,082 | 2020-12-22 | No | 4 | P | Direct |
Footnotes
- The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $1.96.
- Immediately exercisable.