Filing Details
- Accession Number:
- 0001398344-17-016281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-26 16:55:52
- Reporting Period:
- 2017-12-21
- Accepted Time:
- 2017-12-26 16:55:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644771 | Rivernorth Marketplace Lending Corp | RMPL | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646929 | W. Patrick Galley | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2017-12-21 | 200 | $25.20 | 60,200 | No | 4 | P | Direct | |
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2017-12-21 | 400 | $25.29 | 60,600 | No | 4 | P | Direct | |
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2017-12-26 | 1,000 | $25.29 | 61,600 | No | 4 | P | Direct | |
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2017-12-26 | 700 | $25.28 | 62,300 | No | 4 | P | Direct | |
| Rivernorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) | Acquisiton | 2017-12-26 | 100 | $25.30 | 62,400 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
