Filing Details
- Accession Number:
- 0001275606-17-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-26 16:52:59
- Reporting Period:
- 2017-12-21
- Accepted Time:
- 2017-12-26 16:52:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1177261 | B Stephen Alexander | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Sr Vp Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-21 | 413 | $21.22 | 158,269 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 617 | $21.22 | 157,652 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 672 | $21.22 | 156,980 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 1,501 | $21.22 | 155,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 1,714 | $21.22 | 153,765 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 1,752 | $21.22 | 152,013 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 4,469 | $21.22 | 147,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 1,948 | $21.22 | 145,596 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 722 | $21.22 | 144,874 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 2,494 | $21.22 | 142,380 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.