Filing Details
- Accession Number:
- 0001275606-17-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-26 16:41:01
- Reporting Period:
- 2017-12-21
- Accepted Time:
- 2017-12-26 16:41:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032553 | B Gary Smith | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-21 | 2,894 | $21.22 | 844,764 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 3,842 | $21.22 | 840,922 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 2,818 | $21.22 | 838,104 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 3,032 | $21.22 | 835,072 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 15,709 | $21.22 | 819,363 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 9,449 | $21.22 | 809,914 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 41,184 | $21.22 | 768,730 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 12,983 | $21.22 | 755,747 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 11,033 | $21.22 | 744,714 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-21 | 10,791 | $21.22 | 733,923 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2016.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/14/2016. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/14/2017.