Filing Details
- Accession Number:
- 0001278521-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-22 21:03:18
- Reporting Period:
- 2017-12-19
- Accepted Time:
- 2017-12-22 21:03:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318482 | Shoal Games Ltd. | SGLDF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278521 | M Tryon Williams | C/O Shoal Games Ltd Suite 103, 1715 Cook Street Vancouver A1 V5Y 3J6 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-19 | 2,500 | $0.29 | 16,924,781 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-12-21 | 8,500 | $0.28 | 16,933,281 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,877,465 | Indirect | Discretionary Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $0.42 | 2017-06-16 | 2018-06-15 | 200,000 | 200,000 | Direct |
| Common Stock | Employee Stock (Right to Buy) | $0.42 | 2017-11-08 | 2022-11-08 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-15 | 200,000 | 200,000 | Direct |
| 2022-11-08 | 25,000 | 25,000 | Direct |
Footnotes
- Mr. T. M. Williams acquired 2,500 shares of Shoal Games Ltd. @ CAD$0.37 (approximately US$0.287) per share on December 19, 2017.
- Mr. T. M. Williams acquired 8,500 shares of Shoal Games Ltd. @ CAD$0.354 (approximately US$0.278) per share on December 21, 2017.
- Mr. Williams is a potential beneficiary of several discretionary trusts that hold approximately 80% of Bingo, Inc. Bingo, Inc. is the holder of these securities.
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