Filing Details

Accession Number:
0001209191-17-067142
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-22 19:02:23
Reporting Period:
2017-12-11
Accepted Time:
2017-12-22 19:02:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1689923 Alteryx Inc. AYX Services-Prepackaged Software (7372) 900673106
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699950 Dean Stoecker C/O Alteryx, Inc.
3345 Michelson Drive, Suite 400
Irvine CA 92612
Chairman Of The Board & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-11 80,000 $0.00 80,000 No 4 C Indirect By DBRA, Limited Partnership
Class A Common Stock Disposition 2017-12-20 20,000 $25.94 60,000 No 4 S Indirect By DBRA, Limited Partnership
Class A Common Stock Disposition 2017-12-21 20,000 $25.65 40,000 No 4 S Indirect By DBRA, Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By DBRA, Limited Partnership
No 4 S Indirect By DBRA, Limited Partnership
No 4 S Indirect By DBRA, Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2017-12-11 80,000 $0.00 80,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,684,920 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 386,818 386,818 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
386,818 386,818 Direct
Footnotes
  1. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
  2. The Reporting Person serves as the general partner of DBRA, Limited Partnership ("DBRA"), and pursuant to the provisions of the partnership agreement of DBRA, has voting and dispositive authority with respect to the shares owned by DBRA.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.67 to $26.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 11, 2017.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.