Filing Details

Accession Number:
0001209191-17-066853
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-21 17:57:45
Reporting Period:
2017-12-19
Accepted Time:
2017-12-21 17:57:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372612 Box Inc BOX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366969 Rory O'driscoll C/O Scale Venture Management Iii, Llc
950 Tower Lane, Suite 1150
Foster City CA 94404
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-19 184,000 $0.00 184,000 No 4 C Indirect See footnote
Class A Common Stock Disposition 2017-12-19 184,000 $20.97 0 No 4 S Indirect See footnote
Class A Common Stock Acquisiton 2017-12-20 216,000 $0.00 216,000 No 4 C Indirect See footnote
Class A Common Stock Disposition 2017-12-20 216,000 $20.92 0 No 4 S Indirect See footnote
Class A Common Stock Acquisiton 2017-12-21 192,309 $0.00 192,309 No 4 C Indirect See footnote
Class A Common Stock Disposition 2017-12-21 192,309 $20.76 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
No 4 C Indirect See footnote
No 4 S Indirect See footnote
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2017-12-19 184,000 $0.00 184,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-12-20 216,000 $0.00 216,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2017-12-21 192,309 $0.00 192,309 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,620,671 No 4 C Indirect
2,404,671 No 4 C Indirect
2,212,362 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 14,284 Indirect See footnote
Class A Common Stock 5,382 Direct
Footnotes
  1. Represents the conversion of Class B Common Stock into Class A Common Stock held by Scale Venture Partners III, L.P. ("SVP III").
  2. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  3. The shares are held of record by SVP III. Scale Venture Management III, LLC ("SVM III"), the general partner of SVP III, has sole voting and dispositive power with respect to the shares held by SVP III. Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of SVM III, share voting and dispositive power with respect to the shares held by SVP III. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  4. The shares were sold at prices ranging from $20.88 to $21.26. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The shares were sold at prices ranging from $20.85 to $21.14. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The shares were sold at prices ranging from $20.70 to $21.03. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The shares are held of record by Scale Management, LLC ("Scale Management"). Stacey Bishop, Kate Mitchell, Rory O'Driscoll and Andy Vitus, the managing members of Scale Management, share voting and dispositive power with respect to the shares held by Scale Management. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  8. Pursuant to the policies of Scale Venture Partners III, LP ("Scale Partners") and Scale Management III, LLC ("Scale Management III") and Scale Management the Reporting Person is deemed to hold the reported security for the benefit of Scale Management. Scale Management may be deemed the indirect beneficial owner of the security. The Reporting Person disclaims beneficial ownership of the security except to the extent of his pecuniary interest therein.