Filing Details
- Accession Number:
- 0000933430-17-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-21 16:46:52
- Reporting Period:
- 2017-12-19
- Accepted Time:
- 2017-12-21 16:46:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883107 | Nanophase Technologies Corp | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-19 | 2,500,000 | $0.40 | 12,907,435 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,433,300 | Indirect | by Grace Brothers, Ltd. |
| Common Stock | 601,410 | Indirect | by Grace Investments, Ltd. |
| Common Stock | 51,454 | Indirect | by daughter |
Footnotes
- As General Partner of Grace Brothers, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 2,433,300 shares of Common Stock.
- As General Partner of Grace Investments, Ltd., Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.
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