Home > Insider Trading > Filing (0001104659-17-074597)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1563407	Smart & Final Stores Inc.	SFS	Retail-Grocery Stores (5411)	800862253

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1613937	R. Scott Drew	600 Citadel Drive Commerce CA 90040	Evp, Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2017-12-20	36,560	$2.09	141,660	No	4	M	Direct
Common Stock, Par Value $0.001	Disposition	2017-12-20	36,560	$8.35	105,100	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2017-12-20	36,560	$0.00	73,120	$2.09

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
36,560		2018-01-27	No	4	M	Direct

Footnotes

These shares were acquired pursuant to exercises of stock options as described in Table II.
The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 sales plan adopted by Mr. Drew on May 10, 2017.
These shares are comprised of shares acquired pursuant to exercises of stock options as described in Footnote 1, and were sold in multiple transactions at prices ranging from $8.20 to $8.45 per share. The price reported reflects the weighted average price. Mr. Drew undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The option was granted on April 6, 2010. A portion of the option was scheduled to vest ratably over four years following the date of grant, and the remainder of the option was scheduled to vest upon achievement by Smart & Final Holdings Corp. of certain performance measures. In connection with the acquisition of Smart & Final Holdings Corp. by Smart & Final Stores, Inc., this option accelerated and vested in accordance with its terms on November 15, 2012.