Filing Details
- Accession Number:
- 0001235802-17-000173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-21 16:08:59
- Reporting Period:
- 2017-12-19
- Accepted Time:
- 2017-12-21 16:08:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371217 | Reshape Lifesciences Inc. | RSLS | Electromedical & Electrotherapeutic Apparatus (3845) | 481293684 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642607 | Y Michael Mashaal | 2800 Patton Road St. Paul MN 55113 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2017-12-19 | 2,048,700 | $0.00 | 2,617,077 | No | 4 | C | Indirect | See footnote |
Series C Convertible Preferred Stock, $0.01 Par Value | Disposition | 2017-12-19 | 20,487 | $0.00 | 26,200 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- Each share of Series C Convertible Preferred Stock converted into 100 shares of common stock.
- Consists of shares held directly by HealthCor Partners Fund II, L.P. ("HCPII"). The shares held by HCPII may be deemed to be beneficially owned by HealthCor Partners II, L.P. ("HCP2LP"), its general partner, and by HealthCor Partners GP, LLC ("HCPGP"), the general partner of HCP2LP. Dr. Mashaal is a managing director of HealthCor Partners Management, L.P. ("HCP Management"), which is the investment manager to HCPII, and may be deemed to have shared voting and investment power over such shares. Each of HCPLP, HCP2LP, HCPGP, HCP Management and Dr. Mashaal hereby disclaims any beneficial ownership of shares held by HCPII except to the extent of any pecuniary interest therein.