Filing Details
- Accession Number:
- 0001144204-17-064730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-21 14:01:45
- Reporting Period:
- 2017-12-13
- Accepted Time:
- 2017-12-21 14:01:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1385508 | Opiant Pharmaceuticals Inc. | OPNT | Metal Mining (1000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1657053 | Geoffrey Wolf | Unit 10, Level 11 Sharjah Media City C0 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.001 Par Value Per Share | Disposition | 2017-12-13 | 7,804 | $29.61 | 100,771 | No | 4 | S | Direct | |
Common Stock, $.001 Par Value Per Share | Disposition | 2017-12-18 | 27,134 | $20.68 | 73,637 | No | 4 | S | Direct | |
Common Stock, $.001 Par Value Per Share | Acquisiton | 2017-12-19 | 37,860 | $15.00 | 111,497 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2017-12-19 | 37,850 | $0.00 | 37,850 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
277,150 | 2017-09-01 | 2017-12-31 | No | 4 | C | Direct |
Footnotes
- This Form 4 is a late filing reporting the changes in beneficial ownership of the Reporting Person as of December 19, 2017. This Form 4 was required to be filed within two business days of 12/13/2017, the date the Reporting Person sold shares.
- These Warrants could only be exercised between the following dates: (i) the earliest date on which the price per Share has traded at or above US$ 30.00 for at least three trading days out of any ten (10) consecutive trading days; and (ii) the Expiration Date (December 31, 2017). These Warrants became exercisable on September 1, 2017.