Filing Details
- Accession Number:
- 0001104659-17-074375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-20 19:06:39
- Reporting Period:
- 2017-12-18
- Accepted Time:
- 2017-12-20 19:06:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
758938 | Qualstar Corp | QBAK | Investment Advice (6282) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
9235 | Bkf Capital Group Inc | C/O Qualstar Corporation 130 West Cochran Street, Unit C Westlake Village CA 91361 | No | No | Yes | No | |
1000383 | N Steven Bronson | C/O Qualstar Corporation 130 West Cochran Street, Unit C Westlake Village CA 91361 | Cob, Ceo, President | Yes | Yes | Yes | No |
1626686 | Bkf Asset Holdings, Inc. | C/O Qualstar Corporation 130 West Cochran Street, Unit C Westlake Village CA 91361 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-18 | 5,000 | $7.50 | 14,617 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-12-18 | 5,000 | $7.60 | 5,000 | No | 4 | P | Indirect | By Mr. Bronson's spouse. |
Common Stock | Acquisiton | 2017-12-20 | 1,482 | $7.80 | 6,482 | No | 4 | P | Indirect | By Mr. Bronson's spouse. |
Common Stock | Acquisiton | 2017-12-20 | 3,518 | $7.95 | 10,000 | No | 4 | P | Indirect | By Mr. Bronson's spouse. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Mr. Bronson's spouse. |
No | 4 | P | Indirect | By Mr. Bronson's spouse. |
No | 4 | P | Indirect | By Mr. Bronson's spouse. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 548,085 | Indirect | By BKF Asset Holdings, Inc. |
Common Stock | 548,085 | Indirect | By BKF Capital Group, Inc. |
Footnotes
- This Form 4 is filed jointly by BKF Capital Group, Inc. ("BKF Capital"), BKF Asset Holdings, Inc. ("BKF Holdings") and Steven N. Bronson (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or its pecuniary interest therein.
- Represents shares of common stock owned directly by BKF Holdings. BKF Holdings is wholly owned by BKF Capital. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital and the CEO of BKF Holdings, may be deemed to be the beneficial owner of the shares of Qualstar Corporation held by BKF Holdings.
- Represents shares of common stock owned indirectly by BKF Capital through BFK Holdings. Steven N. Bronson, as the Chairman, CEO and majority shareholder of BKF Capital, may be deemed to be the beneficial owner of the shares of Qualstar Corporation indirectly held by BKF Capital.
- This Form 4 reflects a one-for-six reverse split of the Reporting Person's common stock which became effective on June 4, 2016.
- This transaction was executed in multiple trades at prices ranging from $7.92 to $7.9514. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.