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Filing Details

Accession Number:: 0001217466-17-000013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-20 18:21:13
Reporting Period:: 2017-12-18

Accepted Time:: 2017-12-20 18:21:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647509	Forest City Realty Trust Inc.	FCEA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1217466	Deborah Ratnersalzberg	301 Water St Se Suite 201 Washington DC 20003	Executive Vice President	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-12-18	9,304	$24.43	1,442,417	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2017-12-19	5,864	$24.10	1,436,553	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2017-12-20	156	$24.03	1,436,397	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2017-12-18	12,218	$24.43	386,899	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2017-12-19	7,700	$24.10	379,199	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2017-12-20	206	$24.03	378,993	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	52,026	Indirect	See footnote
Class A Common Stock	563,256	Indirect	See footnote
Class A Common Stock	198,604	Indirect	See footnote
Class A Common Stock	83,845	Indirect	See footnote
Class A Common Stock	682,642	Indirect	See footnote
Class A Common Stock	3,315	Direct
Class A Common Stock	2,876	Direct
Class A Common Stock	5,252	Direct
Class A Common Stock	6,918	Direct
Class A Common Stock	1,179	Direct
Class A Common Stock	6,602	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common	2008 Stock Option Grant (right to buy)	$36.38	2010-06-18	2018-06-18	9,599	9,599	Direct
Class A Common	2009 Stock Option Grant (right to buy)	$7.80	2011-04-21	2019-04-21	4,800	4,800	Direct
Class A Common	2010 Stock Option Grant (right to buy)	$15.89	2012-04-14	2020-04-14	8,002	8,002	Direct
Class A Common	2011 Stock Option Grant (right to buy)	$17.72	2013-04-13	2021-04-13	9,146	9,146	Direct
Class A Common	2014 Performance Shares	$0.00	2017-12-31	1988-08-08	6,629	6,629	Direct
Class A Common	2015 Performance Shares	$0.00	2017-12-31	1988-08-08	5,752	5,752	Direct
Class A Common	2016 Performance Shares	$0.00	2018-12-31	1988-08-08	7,002	7,002	Direct
Class A Common	2017 Performance Shares	$0.00	2019-12-31	1988-08-08	6,918	6,918	Direct
Class A Common	2015 Out Performance Shares	$0.00	2017-12-31	1988-08-08	14,000	14,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-06-18	9,599	9,599	Direct
2019-04-21	4,800	4,800	Direct
2020-04-14	8,002	8,002	Direct
2021-04-13	9,146	9,146	Direct
1988-08-08	6,629	6,629	Direct
1988-08-08	5,752	5,752	Direct
1988-08-08	7,002	7,002	Direct
1988-08-08	6,918	6,918	Direct
1988-08-08	14,000	14,000	Direct

Footnotes

U/A Deborah Ratner-Salzberg Trust dated 2/09/1987. On 12/18/17, 12/19/17 and 12/20/17, the Trust sold 9,304 shares, 5,864 shares, and 156 of Class A Common Stock, respectively, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017.The prices of $24.43, $24.10 and $24.03 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $24.00 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 1,436,397shares of Class A Common Stock as follows: 364,600 shares held as a direct limited partner of RMS, Ltd.; and 1,071,797 directly.
Michael Salzberg (spouse) shares held directly in street accounts. Michael holds 56,026 shares of Class A Common Stock directly.
Albert B. Ratner 1989 Grandchildren's Trust. On 12/18/17, 12/19/17 and 12/20/17, the Trust sold 12,218 shares, 7,700 shares and 206 shares of Class A Common Stock, pursuant to a Rule 10b5-1 Sales Plan, adopted on 09/12/2017. The prices of $24.43, $24.10, and $24.03 represent weighted average of sales prices ranging from $24.33 to $24.65 per share, from $24.03 to $24.28 per share, and from $24.00 to $24.07 per share, respectively. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Post-transactions, the Trust holds 378,993 shares of Class A Common Stock as follows:132,647 shares directly fbo Anna Salzberg (daughter); and 246,346 shares directly fbo Eric Salzberg (son). Deborah Ratner Salzberg disclaims any beneficial interest.
Albert Ratner Remainder Interest Trust. Trust holds 563,256 shares of Class A Common Stock as follows: 281,628 shares directly for the benefit of Anna Salzberg (daughter); 125,000 as a limited partnership interest within RMS, Ltd. For the benefit of Anna; 281,628 shares directly for the benefit of Eric (son); and 125,000 as a limited partnership interest within RMS, Ltd. for the benefit of Eric. Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Trust holds 198,604 shares of Class A Common Stock directly.
Albert B. Ratner 1987 Family Trust - for the benefit of Eric Salzberg (son). Trust holds 83,845 shares of Class A Common Stock directly.
Albert B. Ratner 1999 Revocable Trust (Deborah Ratner serves as an advisor). Trust holds, 682,642 shares of Class A Common Stock as follows: 150,000 shares as a limited partnership interest in RMS, Ltd. for the benefit of Anna Salzberg (daughter); 194,625 shares directly for the benefit of Anna; 150,000 shares as a limited partnership interest in RMS, Ltd. for the benefit of Eric Salzberg (son); 188,017 shares directly for the benefit of Eric. Deborah Ratner-Salzberg disclaims any beneficial interest.
2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
General Partnership interest in RMS, Ltd., an Ohio limited partnership.
Anna Salzberg (daughter), shares are held in street account at Stifel Nicolaus & Co., Inc. Anna holds 6,602 shares of Class A Common Stock directly. Deborah Ratner-Salzberg disclaims any beneficial interest.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.