Filing Details
- Accession Number:
- 0001127602-17-035284
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-20 17:51:30
- Reporting Period:
- 2017-11-08
- Accepted Time:
- 2017-12-20 17:51:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010262 | E Gregory Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Acquisiton | 2017-11-08 | 671 | $0.00 | 2,116,886 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Acquisiton | 2017-11-08 | 1,342 | $0.00 | 71,848 | No | 5 | G | Indirect | As A Trustee For Minor Child |
Common Stock, Par Value $.10 | Acquisiton | 2017-11-08 | 671 | $0.00 | 18,685 | No | 5 | G | Indirect | By Spouse |
Common Stock, Par Value $.10 | Disposition | 2017-11-27 | 6,100 | $0.00 | 2,110,786 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Disposition | 2017-11-30 | 10,000 | $0.00 | 2,100,786 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Disposition | 2017-12-13 | 1,268 | $0.00 | 2,099,518 | No | 5 | G | Direct | |
Common Stock, Par Value $.10 | Acquisiton | 2017-12-13 | 1,268 | $0.00 | 73,116 | No | 5 | G | Indirect | As A Trustee For Minor Child |
Common Stock, Par Value $.10 | Disposition | 2017-12-19 | 49,988 | $43.58 | 2,049,530 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | As A Trustee For Minor Child |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | As A Trustee For Minor Child |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 5,038 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 2,565,000 | Indirect | By Business Limited Partnership |
Common Stock, Par Value $.10 | 8,100 | Indirect | By Business Trust |
Common Stock, Par Value $.10 | 396,000 | Indirect | By Venture Limited Partnership |
Footnotes
- Not applicable.
- Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.53 to $43.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Of the amount of securities beneficially owned, 171,365 shares represent unvested restricted stock awards.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 13, 2017.
- Business limited partnership under control of Reporting Person.
- Business trust for the benefit of Reporting Person and Reporting Person's children.
- Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.