Filing Details
- Accession Number:
- 0001434728-17-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-20 17:47:41
- Reporting Period:
- 2017-12-18
- Accepted Time:
- 2017-12-20 17:47:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434728 | Global Water Resources Inc. | GWRS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1041175 | S William Levine | C/O Global Water Resources, Inc. 21410 N 19Th Avenue #220 Phoenix AZ 85027 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-12-18 | 1,900,000 | $9.29 | 8,751,305 | No | 4 | P | Indirect | By Levine Investments Limited Partnership |
Common Stock | Acquisiton | 2017-12-18 | 135,000 | $9.29 | 8,886,305 | No | 4 | P | Indirect | By Levine Investments Limited Partnership |
Common Stock | Acquisiton | 2017-12-18 | 160,000 | $9.29 | 9,046,305 | No | 4 | P | Indirect | By Levine Investments Limited Partnership |
Common Stock | Acquisiton | 2017-12-18 | 505,028 | $9.29 | 9,551,333 | No | 4 | P | Indirect | By Levine Investments Limited Partnership |
Common Stock | Acquisiton | 2017-12-18 | 126,587 | $9.29 | 9,677,920 | No | 4 | P | Indirect | By Levine Investments Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Levine Investments Limited Partnership |
No | 4 | P | Indirect | By Levine Investments Limited Partnership |
No | 4 | P | Indirect | By Levine Investments Limited Partnership |
No | 4 | P | Indirect | By Levine Investments Limited Partnership |
No | 4 | P | Indirect | By Levine Investments Limited Partnership |
Footnotes
- Shares are held by a limited partnership for which the reporting person serves as general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.