Filing Details
- Accession Number:
- 0001127602-17-035236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-20 08:48:12
- Reporting Period:
- 2017-12-18
- Accepted Time:
- 2017-12-20 08:48:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456872 | D Christopher Alderson | 100 E. Pratt Street Baltimore MD 21202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-18 | 49,966 | $43.37 | 169,816 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-18 | 41,639 | $47.65 | 211,455 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-18 | 91,605 | $103.28 | 119,850 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-18 | 49,966 | $0.00 | 49,966 | $43.37 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-12-18 | 41,639 | $0.00 | 41,639 | $47.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-01 | 2019-09-10 | No | 4 | M | Direct |
| 0 | 2011-11-01 | 2020-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 262,000 | Indirect | Spouse |
Footnotes
- The range of prices for this transaction were $103.02 to $103.64. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
- 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010.
- 2/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011.
Billionaire Hedge Funds
