Filing Details
- Accession Number:
- 0001209191-17-066465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-19 18:13:20
- Reporting Period:
- 2017-12-15
- Accepted Time:
- 2017-12-19 18:13:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866609 | Ion Geophysical Corp | IO | Oil & Gas Field Exploration Services (1382) | 222286646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596114 | Colin Hulme | 2105 Citywest Boulevard Suite 100 Houston TX 77042-2855 | Evp, Ocean Bottom Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-15 | 24,429 | $13.76 | 70,690 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-12-15 | 100,000 | $3.10 | 170,690 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-15 | 100,000 | $13.05 | 70,690 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-12-15 | 100,000 | $0.00 | 100,000 | $3.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2017-03-01 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $13.65 to $14.22, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands.
- Compensation Committee approved acceleration of the vesting of the second tranche on 12/13/2017. Final tranche to vest as scheduled on 03/01/2019.
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