Filing Details
- Accession Number:
- 0001209191-17-066415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-19 17:04:45
- Reporting Period:
- 2017-12-15
- Accepted Time:
- 2017-12-19 17:04:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402610 | J John Harrington | 3201 Carnegie Avenue Cleveland OH 44115-2634 | Exec Vice Pres And Cso | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-15 | 7,500 | $1.68 | 658,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-12-18 | 8,442 | $1.67 | 650,032 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-12-18 | 7,500 | $1.77 | 642,532 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to a predefined Rule 10b5-1 trading plan for tax and planning purposes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.665 to $1.69, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted for tax and planning purposes.
- Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.710 to $1.815, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted for tax and planning purposes.
- Securities beneficially owned are comprised of: (1) 392,092 shares of common stock owned and (2) unvested restricted stock units aggregating 250,440 related to annual awards, which vest quarterly over a four-year period from grant date.