Filing Details

Accession Number:
0001639691-17-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-19 16:46:39
Reporting Period:
2017-12-15
Accepted Time:
2017-12-19 16:46:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1639691 Livanova Plc LIVN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400857 Jeffrey Daniel Moore 20 Eastbourne Terrace
London X0 W2 6LG
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-12-15 1,000 $80.80 54,296 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2017-12-15 2,885 $0.00 2,885 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,885 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,586 Indirect DJM Family Partnership Ltd.
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on August 16, 2016.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.
  3. The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.