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Filing Details

Accession Number:: 0001179110-17-015609
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-19 16:02:26
Reporting Period:: 2017-12-19

Accepted Time:: 2017-12-19 16:02:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1333835	Casa Systems Inc	CASA	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
830588	P L Partners Summit	222 Berkeley Street 18Th Floor Boston MA 02116	No	No	Yes	Yes
1385242	P L B Vii Fund Equity Private Partners Summit	222 Berkeley Street 18Th Floor Boston MA 02116	No	No	Yes	No
1435565	Summit Investors I, Llc	222 Berkeley Street, 18Th Floor Boston MA 02116	No	No	Yes	No
1486418	Summit Partners Pe Vii, L.p.	222 Berkeley Street 18Th Floor Boston MA 02116	No	No	Yes	Yes
1486419	Summit Partners Pe Vii, Llc	222 Berkeley Street 18Th Floor Boston MA 02116	No	No	Yes	Yes
1486421	Summit Partners Private Equity Fund Vii-A, L.p.	222 Berkeley Street 18Th Floor Boston MA 02116	No	No	Yes	No
1494616	Summit Investors I (Uk), L.p.	222 Berkeley Street, 18Th Floor Boston MA 02116	No	No	Yes	No
1507545	Summit Investors Management, Llc	222 Berkeley Street, 18Th Floor Boston MA 02116	No	No	Yes	Yes
1627278	Summit Master Company, Llc	222 Berkeley Street, 18Th Floor Boston MA 02116	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-19	38,592,000	$0.00	38,592,000	No	4	C	Direct
Common Stock	Acquisiton	2017-12-19	250,000	$13.00	38,842,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Convertible Preferred Stock	Acquisiton	2017-12-19	3,859,200	$0.00	38,592,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

The Series C Convertible Preferred Stock automatically converted into common stock of Casa Systems, Inc. (the "Issuer") on a ten-for-one basis upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock had no expiration date.
Consists of 24,052,910 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Partners Private Equity Fund VII-A, L.P., 14,446,570 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Partners Private Equity Fund VII-B, L.P., 82,110 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Investors I, LLC and 10,410 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Investors I (UK), L.P.
Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer.
Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Each of the Summit entities and persons mentioned in this footnote disclaims beneficial ownership of the shares, except for those shares held of record by such entity, and except to the extent of their pecuniary interest therein.
Consists of 155,816 shares of common stock purchased by Summit Partners Private Equity Fund VII-A, L.P., 93,585 shares of common stock purchased by Summit Partners Private Equity Fund VII-B, L.P., 532 shares of common stock issued purchased by Summit Investors I, LLC and 67 shares of common stock purchased by Summit Investors I (UK), L.P.
Consists of 24,208,726 shares of common stock held by Summit Partners Private Equity Fund VII-A, L.P., 14,540,155 shares of common stock held by Summit Partners Private Equity Fund VII-B, L.P., 82,642 shares of common stock issued held by Summit Investors I, LLC and 10,477 shares of common stock held by Summit Investors I (UK), L.P.