Filing Details
- Accession Number:
- 0000948520-17-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-19 15:46:00
- Reporting Period:
- 2017-12-15
- Accepted Time:
- 2017-12-19 15:46:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
310056 | Vicon Industries Inc | VII | Communications Equipment, Nec (3669) | 112160665 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434993 | G Anita Zucker | 4838 Jenkins Ave N Charleston SC 29405 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-12-15 | 100,000 | $0.44 | 7,785,000 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2017-12-15 | 60,000 | $0.46 | 7,725,000 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2017-12-15 | 25,000 | $0.46 | 7,700,000 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2017-12-15 | 32,500 | $0.42 | 7,667,500 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2017-12-18 | 100,000 | $0.40 | 7,567,500 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2017-12-18 | 40,000 | $0.41 | 7,527,500 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2017-12-18 | 27,500 | $0.42 | 7,500,000 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $0.40 | 2017-04-20 | 2020-04-20 | 1,500,000 | 1,500,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-20 | 1,500,000 | 1,500,000 | Indirect |
Footnotes
- The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of 385,000 shares of VII common stock at a price of $0.40 on November 7, 2017. The reporting person plans to pay promptly to VII the full amount of the profit realized in connection with the short-swing transactions, less transaction costs.
- 385,000 shares sold were directly owned by the Article 6 Marital Trust, a ten percent owner of the issuer, and indirectly by Anita G. Zucker, as trusteeand beneficiary of the trust.
- 7,500,000 shares are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust and indirectly by Anita G. Zucker as as trustee and beneficiary of the trust.
- The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust.