Filing Details
- Accession Number:
- 0001568214-17-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-19 14:12:41
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-19 14:12:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568273 | Iii Frank Sorrentino | Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-12-14 | 5,848 | $26.49 | 560,562 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-15 | 10,871 | $6.15 | 571,433 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-19 | 11,721 | $6.15 | 583,154 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-12-15 | 10,871 | $0.00 | 10,871 | $6.15 |
| Common Stock | Stock Option | Disposition | 2017-12-19 | 11,721 | $0.00 | 11,721 | $6.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-01 | 2018-01-22 | No | 4 | M | Direct |
| 0 | 2014-07-01 | 2018-01-11 | No | 4 | M | Direct |
Footnotes
- The proceeds of the sale reported on this Form 4 were used by Mr. Sorrentino to fund the exercise of the stock options and to satisfy estimated personal income tax obligations with respect to such stock option exercise.
Billionaire Hedge Funds
